Regulatory Notice

Regulatory Status

Ratio Capital Management B.V. is a private limited company incorporated in the Netherlands (KvK: 53611039), with its registered office at Lonbar Petrilaan 7, 2051 EH Overveen, North Holland, the Netherlands.

Ratio Capital Management B.V. is registered with and regulated by the Autoriteit Financiële Markten (AFM), the Netherlands Authority for the Financial Markets. Our AFM registration can be verified at the AFM public register at afm.nl.

Ratio Capital operates as a specialist arranger and adviser in structured finance, infrastructure debt, project finance, and cross-border capital markets transactions. Our activities are conducted in accordance with applicable Dutch financial services legislation, including the Financial Supervision Act (Wet op het financieel toezicht, Wft).

Scope of Regulated Activities

Ratio Capital Management B.V. is authorised to provide the following regulated services in the Netherlands and, where applicable, on a cross-border basis within the European Economic Area:

Arranging and advising on debt financing, structured credit, and project finance transactions for corporate and institutional clients.

Acting as financial intermediary in connection with the placement of debt instruments and structured finance products with institutional investors.

Providing advisory services in connection with export finance, asset-based lending, and asset monetisation transactions.

All activities are conducted exclusively with professional clients and eligible counterparties as defined under applicable Dutch and EU financial services regulation. Ratio Capital does not provide services to retail clients.

Passporting and Cross-Border Services

As an AFM-regulated entity, Ratio Capital Management B.V. may provide certain services on a cross-border basis within the European Economic Area under applicable EU passporting arrangements. Where services are provided in other EEA member states, they are provided in accordance with the applicable host state rules and any relevant notification requirements.

For services provided outside the EEA, Ratio Capital operates in accordance with applicable local law and regulation in each relevant jurisdiction. Ratio Capital does not solicit business in jurisdictions where it is not authorised to do so.

Client Classification

Ratio Capital Management B.V. provides services exclusively to professional clients and eligible counterparties as defined under the Markets in Financial Instruments Directive (MiFID II) and applicable Dutch implementing legislation.

We do not provide services to retail clients. If you are a retail client, please be aware that the protections afforded to retail clients under applicable financial services regulation will not apply to any interaction with Ratio Capital.

Prospective clients may be required to provide evidence of their professional client or eligible counterparty status before Ratio Capital can engage with them on a transactional basis.

Conflicts of Interest

Ratio Capital Management B.V. maintains a conflicts of interest policy in accordance with applicable regulatory requirements. We take reasonable steps to identify and manage conflicts of interest that may arise in the course of our business, including conflicts between our own interests and those of our clients, and conflicts between different clients.

Where conflicts cannot be adequately managed, we will disclose them to affected clients before proceeding. A summary of our conflicts of interest policy is available on request.

Complaints

If you have a complaint about any service provided by Ratio Capital Management B.V., please contact us in writing at:

Ratio Capital Management B.V. Compliance Department Lonbar Petrilaan 7 2051 EH Overveen North Holland, The Netherlands Email: [email protected]

We will acknowledge your complaint within 5 business days and aim to provide a substantive response within 20 business days. If you are not satisfied with our response, you may refer your complaint to the AFM or, where applicable, to the Klachteninstituut Financiële Dienstverlening (Kifid).

Anti-Money Laundering

Ratio Capital Management B.V. is subject to Dutch and EU anti-money laundering (AML) and counter-terrorist financing (CTF) legislation, including the Money Laundering and Terrorist Financing Prevention Act (Wet ter voorkoming van witwassen en financieren van terrorisme, Wwft).

We are required to conduct customer due diligence (CDD) and know-your-customer (KYC) checks on all clients and counterparties before entering into a business relationship or executing a transaction. We may request documentation and information from you in connection with these obligations. We are unable to proceed with any engagement until satisfactory CDD has been completed.

We are required to report suspicious transactions to the Financial Intelligence Unit — Netherlands (FIU-Nederland) where required by law.

Data Protection

Ratio Capital Management B.V. processes personal data in accordance with the General Data Protection Regulation (GDPR) and applicable Dutch data protection law. For full details of how we collect, use, and protect personal data, please refer to our Privacy Policy.

Contact

For regulatory enquiries, please contact our Compliance Department:

Email: [email protected] Post: Ratio Capital Management B.V., Compliance Department, Lonbar Petrilaan 7, 2051 EH Overveen, North Holland, The Netherlands Telephone: +31 20 369 1768

AFM Public Register: afm.nl KvK Registration: 53611039